Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) in late 2014 has revealed that {A}, then CGH executive responsible for the underwriting of TAKUNI and CCN securities, used nominee accounts to
Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a
into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
, 2014 as a representative of the IOSCO Asia-Pacific Regional Committee. SEC Secretary-General Vorapol Socatiyanurak said that this is a great chance for the SEC to contribute more to the work of the
million baht, a decrease of 42 million baht or 1% mainly due to the slowdown in domestic ice machine demand. Overseas sales revenue is 612 million baht, a decrease of 145 million baht or 19%, mainly due to
set aside allowance for doubtful accounts. That debtor has to repay monthly on a monthly basis. Inventory turnover in the second quarter and the six-month periods of 2019 increased from 0.74 times to
Microsoft Word - MD&A SET Q2'2020 ENG.doc Page 1 of 2 August 10, 2020 Re: Management Discussion and Analysis for Quarter 2/2020 (June 30 ,2020) To: Director and Manager of the Stock Exchange of
for a certain period of time and with high trading volume. Moreover, {A} admitted that he traded securities for a client without any order. Although this client notified him to stop trading, {A
derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and