Management Name : Mr SANTI PIYATAT | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 05/02/2016
Management Name : Mr SANTI PIYATAT | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 04/02/2016
Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003
Ascot Global Trading Limited Ascot Global Trading Limited ประกอบธุรกิจเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า โดยไม่ได้รับใบอนุญาตและไม่ได้จดทะเบียนตามพระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ. 2546 อยู่
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Association under the Royal Patronage of His Majesty the King. Currently, she is a member of the SEC Takeover Panel (Legal Expert) and an executive at a legal consulting firm.
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform