the capital market is part of the mission of the SEC as the capital market regulator. In doing so, we take every relevant element into consideration and institutional investors play an important role in
การนี้ ก.ล.ต. ได้ร่วมแสดงความยินดีต่อหน่วยงานกำกับดูแลตลาดทุนของประเทศกัมพูชา (The Securities and Exchange Regulator of Cambodia) ที่จะดำรงตำแหน่งประธาน ACMF และเป็นเจ้าภาพในการจัดประชุม ACMF ในช่วงปี
with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians not subject to Thai law and supervision of the Thai regulator. In addition
Analysis on Derivatives Related Rules on Investment Analysis 4 Approved or registered to perform similar duties to derivatives investment analyst on fundamental factors by the lead regulator in a country
regulator in a country recognized by the SEC Office. − − ✓ 4 Manager of a securities company or person with the highest responsibility in the work unit related to capital market.4 − − − 5 Fund manager
Act B.E. 2535 (1992) was promulgated, and the Securities and Exchange Commission was established on 16 May 1992 thereunder as the independent regulator with the centralized roles for supervision and
provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of Independent Audit Regulators (IFIAR) to uphold the
party because it is required to communicate about non-compliance with laws and regulations (NOCLAR) committed by a client to the appropriate regulator; - The firm may consider the network firm as a
businesses. However, such scheme shall be established upon aproval, registration or any other similar action from the the home regulator of any ASEAN https://publish.sec.or.th/nrs/7535pe.doc Readers should be
. However, such scheme shall be established upon aproval, registration or any other similar action from the the home regulator of any ASEAN https://publish.sec.or.th/nrs/7535pe.doc Readers should be aware