SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited

Executive Officer 3. นายวศนิ วัฒนวรกจิกลุ Managing Director, Head of Business Distribution 4. นายวนัิย หรัิณยภ์ญิโญภาศ Managing Director, Head of Operation & Trustee 5. นายพรชลติ พลอยกระจ่าง Managing Director

market, including Ms. Atsuko Kajiwara, Head of the Sustainable Finance Evaluation Group at Japan Credit Rating Agency, who had previously assessed transition bonds issued in Japan, and Mr. Jason Mortimer

สากล product limit อัตราสว่นการลงทนุทีคํ่านวณตามประเภททรัพยส์นิ regulated market ศูนยก์ลางทีจ่ัดชอ่งทางการสือ่สารระหว่างผูค้า้เพือ่ใหเ้กดิการเจรจาต่อรองซือ้ขายตราสารระหวา่ง กันได ้รวมทัง้ใหข้อ้มูลต่างๆ

Head Office Data not found Other Financial Institution   Company Name Head Office Data not found Foreign Juristic Person   Company Name Head Office Data not found Note : * refers to inactivated

delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business in the category of

operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business