benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
of sustainability-themed bonds. In addition, the SEC arranged the focus group session aiming to gather feedback from business operators and stakeholders on 28 March 2023. Most of the respondents
emissions into (i) Scope 3 emissions from its own operations, pertaining to emissions from business travel and emissions from distribution arranged by Tesco but provided by third parties (ii) Scope 3
communicated, aiming to enhance the quality and reliability of listed companies’ financial reports. In December 2015, the SEC and the FAP jointly hosted another seminar to raise awareness on the new auditor’s
of audit committees and auditors. Furthermore, the SEC regularly participated in activities arranged by international regulators. Strengthening the Quality of Auditors and Audit Firms The SEC
/Documents/ActandRoyalEnactment/Act/translate-trustact.doc 6409pe.doc electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed
network and to raise the awareness of relevant laws.SEC will consider preparing an operational plan to accommodate the above-mentioned meeting and discussion by July this year
issue size with increase in issuers. In this regard, ThaiBMA is pleased to support the project ?One step beyond with Bond Issue? to encourage companies to raise fund through bond issuance. ThaiBMA board