Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and
its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the capital market in addressing social and environmental challenges. During the meeting, both partie...
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...
Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating
funding sources.SEC found that one of the problems and difficulties that prevent SMEs from accessing funds in the capital market is the laws and rules concerning fund mobilization, which cause unnecessary
Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators