Securities and Exchange Act of 1992. This case is in the process of inquiry by the prosecutor official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016
Securities and Exchange Act of 1992. This case is in the process of inquiry by the prosecutor official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016
Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 10/06
supervise TUCC to prepare the reviewed financial statements for Q1/2016 and the reviewed financial statements for Q2/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in
of prosecution date (May 15, 2017) until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 16/03/2017
of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017
statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court
statements for Q3/2018 to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1) Criminal Complaint Filed with an Inquiry Official Dated 13/08
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal
sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with