SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
the proposed amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each advertisement piece and
product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new
The Ministerial Regulation on Revenue Tax Exemption granting tax privileges to SSFs and the Notification of the Director-General of the Revenue Department providing detailed rules are published in
มาเลเซีย และไต้หวัน ดังนี้ (1) Geoff Summerhayes, Executive board member, Australian Prudential Regulation Authority (2) Azreen Idayu Zainal, Deputy general manager, markets and products, Securities
.) จัดบรรยายออนไลน์ให้แก่ผู้บริหารและเจ้าหน้าที่ของสำนักงานพัฒนาธุรกรรมอิเล็กทรอนิกส์ (สพธอ.) ใน 3 หัวข้อหลัก ได้แก่ (1) “IT Risk Regulation and Supervision” โดยฝ่ายกำกับและตรวจสอบความเสี่ยงด้านเทคโนโลยี
acquisition and disposal of assets yearly 2004 (“the Law and Regulation”), which the highest value of the Transaction is 12.02% calculating from the Regulation of Total Value Repayment. The details of the
. Notification of the Securities and Exchange Commission KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning
/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E