Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021

Mr. Derake Vongchinsri Between October 2, 2009 and December 30, 2009, Mr. Derake Vongchinsri acted together or was acting in concert with Mr. Thanapan Vongchinsri, Ms. Tanaporn Piyavechvirat, and

Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. The financial statements were later filed on September 2, 2013. SEC Act S.56 and 199

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-2 for the year 2018 were later filed with the SET on December 4, 2019. SEC Act S.56(3

and submission of the interim annual updated information statement (?Form 56-1 Interrim?) within the period as specified by the notification of the Capital Market Supervisory Board. SEC Act S.300 in

management discussion and analysis within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021

Mr. Thanapan Vongchinsri Between October 6, 2009 and November 5, 2009, Mr. Thanapan Vongchinsri, who acted together or was acting in concert with Mr. Derake Vongchinsri, Ms. Tanaporn

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

of the Stock Exchange of Thailand within the period specified in the notification. However. the reviewed financial statements for Q1/2019 were later filed with the SET on November 13, 2019. SEC Act