SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/11/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 07/12/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/08/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/02/2018