subsidiary for the second quarter of the year 2019 was Baht 24.31 million, decreasing by Baht 1.96 million or 7.46 % when compared to that of Baht 26.27 million in the second quarter of the year 2018. The
subsidiary for the third quarter of the year 2017 was Baht 22.33 million, decreasing by Baht 30.23 million or 57.52% when compared to that of Baht 52.56 million in the third quarter of the year 2016. The total
of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year
Day."As a member of the World Federation of Stock Exchanges, the Stock Exchange of Thailand is delighted to have participated, for the 9th consecutive year, in the Ring the Bell for Gender Equality
dilution, is crucial for their decision making. The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter. 2. MORE disclosed that the purpose of the capital
. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the
One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to
Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
trading orders for one of his clients and, on some occasions, to have contradicted the client?s instructions. Weeraparn was briefed on a general scope of investment by the client who allowed him to send
company. Phimjai's doing was deemed a wrongful usage of her client's trading account to purchase and sell securities for another person who is not the owner of the trading account, for the purpose of