practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
Lifestyle Mall. It is expected that by 2023, the Company will expand at least 15 After You Marketplace stores to increase the touchpoints to consumers and enhancing activities via food delivery and takeout
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
liquidity for derivatives trading in derivatives exchange; (4) “ initial margin ” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a
” means the minimum amount of assets which a client shall deposit to secure the performance of derivatives when entering a derivatives position; (5) “maintenance margin” means the minimum amount of assets
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30