Reporting Person : - | Type of securities : - | Date of reporting obligation : 29/12/2010
บริษัท หลักทรัพย์จัดการกองทุนกรุงศรี จำกัด|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 02/07/2567 - 09/07/2567
บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 27/05/2567 - 12/06/2567
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 13/05/2024 - 21/05/2024
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
List of approved investment analysts / investment consultants
Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
Bangkok, July 2, 2015 - The SEC suspended four investment consultants for misconduct concerning share price manipulation. Those suspended were {A} and {B}, securities investment consultants and ex