Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
, the Derivatives Act B.E. 2546, the Trust for Transactions in Capital Market Act B.E. 2550 and the Emergency Decree on Digital Asset Businesses B.E.2561, which is the implementation of Section 13 of
production efficiency in order to slow down production to not increase the burden of inventory and is also an important part of maintaining cash flow in the coming months the import of goods at a cheaper price
Facebook Page ชื่อ Stock Market of Thailand : Unlicensed securities and derivatives business (Disclosure Date : 23/11/2023)
Facebook Page ชื่อ Stock Market of Thailand : Unlicensed securities and derivatives business (Disclosure Date : 23/11/2023)
any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly without professional due care is in violation of Clause 23(2) and he is deemed to have the prohibited
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has
Thai Knowledge for Capital Market - Governance Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำ
Asia, agreed by consensus in 2003. The White Paper was an ambi- tious undertaking for a region as diverse as Asia. The 2003 White Paper on Corporate Governance in Asia was the basis of this Report. Since