Securities and Exchange Commission OrYor. 7/2545 Re: Guidelines for the Consideration of the Business Operation which is Classified as Securities Business in the Category of Securities Underwriting 02
e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Underwriter Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status
e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified
e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6