diverse products suitable for investors? different risk profiles while preparing the Thai capital market for linkage with international counterparts and increase channels for fund mobilization of business
infrastructure funds generate returns that reflect the changing inflation rate, it could therefore help prevent inflation risk.?To allow the funds to invest in infrastructure funds as another investment
the chip, in which case licensed companies would be allowed to adopt reasonable risk-based measures instead of ID card dip chip. In addition, the licensed companies offering occasional transaction
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the AntiMoney Laundering Office (AMLO)’s amendment to the Anti-Money
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
ของสินค้าชนิดเดียวกัน โดยไม่คำนึงถึงอายุของสัญญา แล้วคูณด้วยค่าความเสี่ยง 15% ของฐานะสุทธิของสินค้าแต่ละชนิด เพื่อรองรับความเสี่ยงจากการเปลี่ยนแปลงของราคาตลาด (directional risk) 15% ของฐานะสุทธิ โดยฐานะ
& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk
Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of