issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “control” means control as determined
issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “control” means control as determined
resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity
Settlement Committee. Mr. Somchai paid the fine as determined by the Settlement Committee order no. 8/2016, March 16, 2016. This case is regarded as settled. SEC Act S.243(1) in conjunction with 244 and
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil
Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 93/2017 dated on 15 November2017 and Marnfah Group
Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 94/2017 dated on 15
. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 91/2017 dated on 15 November2017 but Lederer (Thailand) Company