process of temporarily suspending their business or suspended business operations by SEC List of company licensed Dealing of Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation
” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to undertake securities dealing that is limited only to
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to
instruments and investment units; “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing excluding a person licensed to
redemptions of investment units; “Management company” means any securities company licensed to undertake securities business in the category of mutual fund management; “Training institute” means Thailand
management; “Private fund manager” means a director or an employee of a securities company licensed to undertake securities business in the category of private fund management, who is authorized by such
management; “Private fund manager” means a director or an employee of a securities company licensed to undertake securities business in the category of private fund management, who is authorized by such
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Private Fund Management (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
.pdf ethical.doc Relationships: Are there any business relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint