) Clause 32(1), which relates to dissemination of educational documents regarding any capital market product having high-risk or complex characteristics under Clause 29(2), (3), (4), (5), (6), (7), (8) and
Dissemination of Mutual Fund Prospectuses and Investment Offering, in case of open- end mutual fund; (2) Any of the thirty days before the first offering date of additional investment units, in case of closed-end
, underwriter, or arranger, and as applicable, dissemination of the credit rating publicly or to subscribers. 5 These definitions are intended to facilitate an understanding of the IOSCO CRA Code. These terms may
ICGN Guidance on Integrated Business Reporting Influencing • Connecting • Informing Published by the International Corporate Governance Network 2015. 2nd Edition All rights reserved. Dissemination of
dissemination) การใช้ข้อมูล ภายใน (insider trading) การซื้อขายตัดหน้าลูกค้า (front running) การสร้างราคาหลักทรัพย์ให้ผิดไปจากสภาพ ปกติของตลาด (market manipulation) เป็นต้น เพ่ือดูแลให้การซื้อขายหรือแลกเปลี่ยน
รัพยดิ์จิทลั ไวด้งัต่อไปน้ี (1) False dissemination : การห้ามบอกกล่าว เผยแพร่ หรือให้ค ารับรองขอ้ความอนัเป็นเท็จหรือขอ้ความ อนัอาจก่อให้เกิดความส าคญัผิดในสาระส าคญัท่ีเก่ียวขอ้งกบัผูเ้สนอขายโทเคนดิจิทลั โท
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
commercial and insolvency judges and professionals, (ii) the dissemination of insolvency legislation and judicial decisions, (iii) cooperation in cross-border insolvency cases. Companies should establish