their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times
ภายในและภายนอก/ผู้ตอบแบบสอบถาม สมัครงาน Online ผู้สมัครงาน ประกาศเจตนารมณ์เข้าร่วมโครงการ พนักงาน/ผู้บริหารของหน่วยงานภายนอกที่สมัครเข้าร่วมโครงการ ฐานความยินยอม (Consent)/ฐานสัญญา (Contract)/ฐานในการ
completeness. Neither the presentation, nor any of its contents, may be reproduced, or used for any other purpose, without the prior written consent of the PRI. PRI Association is incorporated in England & Wales
& Informed Consent (FPIC) Requirement .......................................................................................................... 17 3.9 Best Practice for Disclosure
site for supporting continuity of operation. Such alternative site should not use the same source of infrastructure as the main office, should have a location distant from the main office sufficient for
may arrange an alternative site for supporting continuity of operation. Such alternative site should not use the same source of infrastructure as the main office, should have a location distant from the
provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such
conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is
operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related