Username of SEC Account for personal gain or causing damage to other persons without consent from the data subject. Any violator in such manners above shall be subject to penalties as prescribed by law; 9
การฝ่ายหรือเทียบเท่า/ผู้จัดการสาขาหรือเทียบเท่า)/Head Back/Compliance/Risk (รองผู้จัดการหรือเทียบเท่า/ผู้ช่วยผู้จัดการหรือเทียบเท่า/ผู้อำนวยการฝ่ายหรือเทียบเท่า/Head Compliance/ที่ปรึกษาคณะกรรมการ RMC
clear detail to enable derivatives exchanges to practice in a consistent manner; (2) establish detailed guidelines of practice that are proper and in compliance with this Notification, with which
การฝ่ายหรือเทียบเท่า/ผู้จัดการสาขาหรือเทียบเท่า)/Head Back/Compliance/Risk (รองผู้จัดการหรือเทียบเท่า/ผู้ช่วยผู้จัดการหรือเทียบเท่า/ผู้อำนวยการฝ่ายหรือเทียบเท่า/Head Compliance/ที่ปรึกษาคณะกรรมการ RMC
passes a resolution to offer to the applicant the newly issued securities and to give consent to the applicant not to make a tender offer for all securities of the business after the acquisition of such
subsidiaries Attachment 3: Details of heads of internal audit and compliance units Attachment 4: Details of asset appraisal - 3 - Part 1 Business Operation 1. Policy and business overview Provide an overview on
Attachment 3: Details of heads of internal audit and compliance units Attachment 4: Details of asset appraisal Part 1 Business Operation 1. Policy and business overview Provide an overview on the background
Funds of Management Company, measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund and post-approval proceeding in Part 1; (2) the provisions on
Funds of Management Company, measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund and post-approval proceeding in Part 1; (2) the provisions on
Exchange Commission concerning Duties related to Infrastructure Funds of Management Company , measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund