Institutional Investors, Major Investors or High Net Worth Investors, or Services related to Securities Having High Risks or Complexity dated 15 February 2013; (36) The Notification of the Capital Market

, complexity, nature of the business environment, specific circumstances , and industry sector. H1: Number of KAMs is positively associated with cumulative abnormal returns/trading volumes (that is the greater

nature and complexity through appropriate training and participation; • understanding of professional standards and applicable legal and regulatory requirements; • technical knowledge and expertise

along the business chain. This could jeopardize the credibility and financial position of every business unit within the ecosystem, not to mention the heightened complexity of addressing the problem

management that should be applied by each intermediary and for determining a clear detail of practical approaches suitable for size and complexity of business operation of companies. In addition, the

clear detail of practical approaches suitable for size and complexity of business operation of companies. In addition, the intermediaries should study standards and practice guidelines for business

documents which are of significance for consideration. The Company would like to notify the resolutions of the Meeting of the Board of Directors No. 1/2020 held on 25 February 2020 as follows: 1. Cancel the

the number of issues, the complexity and the materiality of such found issues. 89 days The SEC Office (Unofficial Translation) 3 Step Work flow Period Responsible agency Remark: This step is not

classified by their associated risks and complexity, so that product sellers can provide investment advice suitable for each client; ë Encouraging investors to study their target products thoroughly and with

-Pacific Regional Committee (APRC). The SEC has also participated in several IOSCO’s working groups. The SEC was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance