other persons. Mr. Bhusana Committed a fraud by misappropriating IEC assets through a purchase transaction of 75% of IEC Sakaeo 1 Co., Ltd. (SK1) shares at the amount of 345 million baht. Mr. Sutin

the facts to deceive other persons. Mr. Bhusana Committed a fraud by misappropriating IEC assets through a purchase transaction of 75% of IEC Sakaeo 1 Co., Ltd. (SK1) shares at the amount of 345 million

disclosed to the public. Mrs. Usuma and Miss Thitirat rendered assistance to his commission of the offense. 31/10/2023 The Civil Court delivered a judgement that the defendant had committed an offense

defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to jointly reimburse court fees to

a judgement that the defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to

Criminal Fine File Criminal Complaint *Some offenders may committed more than one offense. Page 1 of 6 Statistics of Criminal Actions (As of 31 December 2023) Fraud Fail to exercise duty of care Disclosure

categories 8 Physical risks Acute Chronic Differences Weather events driven Long-term shirts in climate patterns Examples Droughts, floods, wildfires Rising temperature & sea level, chronic heat waves EXAMPLES

partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together

offences committed by Bordin and Noparat were liable to violation of Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and Section 83

According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a