-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
reference. Notification of the Security and Exchange Commission No. Sor Jor. 41/2559 Re: Application for and Approval of Offer for Sale of Newly Issued Shares By virtue of Clause 21 of the Notification of the
Technology or Behavioral Finance at Top 100 universities according to the QS World University Ranking in 2018. The SEC Scholarship Application Form is available at www.sec.or.th. For more information and
can submit an application form together with supplementary documents during September 3 ? 21, 2018 at the SEC office. The SEC Board will propose to the Finance Minister for consideration. The Minister
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
the arrangement of information technology system to support IT audit, and a summary of the business and compliance system. The revision is a result of the workshop on consideration of application for
the arrangement of information technology system to support IT audit, and a summary of the business and compliance system. The revision is a result of the workshop on consideration of application for