broker. (2) Having financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such

service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct

, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct specified by

service from any service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code

demonstrate that the applicant would have readiness of personnel responsible for business of trustee. Clause 4 An applicant shall submit an application together with the relevant evidentiary documentation to

indicates an ongoing financial problem; (b) capability and readiness for operational function which shall be specified in such a way that it is possible for screening and selecting a service provider who has

พึงกระทำ  (6)  ความพร้อมของบุคลากร (competent staff readiness) ผู้ประกอบธุรกิจต้องจัดให้มีบุคลากรที่มีความสามารถและเหมาะสมในจำนวนที่เพียงพอต่อ

Settlor ​ A Trust Manager is the settlor of the trust. The settlor can either be an asset management company or a non-asset management company: obtaining approval by the SEC, and being  in readiness of work

. DA - AQI Dashboard คุณภาพผูส้อบบญัชี C. ก ำกบัดแูลควำมมั่นคงปลอดภัยทำงไซเบอร ์(Cybersecurity) Cyber resilience readiness • audit program • Cyber landscape • พฒันาทกัษะบคุลากร สง่เสรมิ Cybersecurity

specified in the notification of the SEC.​   Related Manuals/Guidelines​   Applying for a license in undertaking the digital asset business Guidelines in preparing documents demonstrating readiness of the