; - a bar from serving as a director or executive in a securities issuing company between 28/04/2025 and 27/08/2027 - a bar from serving as a director or
; - a bar from serving as a director or executive in a securities issuing company between 28/04/2025 and 27/08/2027 - a bar from serving as a director or
monetary penalty of 12,923,481.50 Baht - a bar from serving as a director or executive in a securities issuing company between 30/11/2020 and 29/11/2021
the Civil Penalty Committee as follows : - a civil monetary penalty of 1,000,000.00 Baht - a bar from serving as a director or executive
SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional
information or dissemination of advice with false information. SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome
well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are
issue was developed from the outcome of the meeting between the SEC and the ASCO by assigning the ASCO to explore ways to prevent settlement risk as well as market manipulation. So that the future
Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and
/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02