for inspecting the applicant’s financial condition, business operation, assets or any relevant data. Clause 10 In case where the SEC is of the view that the applicant under Clause 7 or Clause 8 has
of business or premises or any place necessary for inspecting the applicant’s financial condition, business operation, assets or any relevant data. Clause 9 In case where the SEC is of the view that
and Audit Oversight Mutual Fund Business Operators Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators
Operators Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary
Operators Registered Persons Investment Consultant Fund Manager Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary
condition, business operation, assets or any relevant data. Clause 10 In case where the SEC is of the view that the applicant under Clause 7 or Clause 8 has qualifications as specified in this Ministerial
A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More
Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action
Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Secondary Market/Securities
(1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) Securities and Exchange Act (No. 2) B.E. 2542 (1999) Securities and Exchange Act (No. 3) B.E. 2546 (2003) Securities