Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...

(KYC) and Customer Due Diligence (CDD) process attend training courses in accordance with these rules and procedures. If they fail to comply with this policy, they will be subject to a fine of not more

damages for investors coRPoRAte goveRnAnce Rosc FoR thAIlAnd | 14key findings Offense 2012 2011 2010 SeTTLemenT (PeRSOn) fine (USd)† SeTTLemenT (PeRSOn) fineS (USd)† SeTTLemenT (PeRSOn) fineS (USd

1 25 May 2020 Subject: Notification on Resolution of the Board of Directors’ Meeting No. 5/2020, Change of Directors and Directors’ Power, Entering into Connected Transaction, Entering into Transaction on Acquisition of Assets and Determination of the 2020 Annual General Meeting of Shareholders To: Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corpor...

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

institutional plan and garner internal buy-in. } Do your research—both internal and hiring external—to prepare you for the engagement to come. } Fine tune your issues focus and any pertinent sectors involved

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