TRITN securities by continuously placing buy or sell orders with the intention to cause the price or trading volume of TRITN securities to deviate from normal market conditions, with (4) Natthawat
above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate
trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from
with normal market conditions with a view to inducing the general public to trade such securities. The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the
accordance with the guidelines for renewal of approval for investor contacts as prescribed by the Office. The prescription is to ensure that investor contacts who play vital roles in the capital market will
market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their
investor contacts who play vital roles in the capital market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This
had acquired or will acquire the ownership or the possessory right according to the rules in the Notification of the Capital Market https://publish.sec.or.th/nrs/6378se.pdf Contents those activities. In
(1992) (SEA), in conjunction with Section 83 of the Criminal Code, subject to penalties under Section 296, Section 296/2 and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil
price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from approximately 5.11 million stocks