recalling lent stocks to be used for voting. Investment Governance Code 49 Principle 6: Institutional Investors Should Act Collectively with Other Investors and Stakeholders as Appropriate. Principle 6.1
สำนักงานส่งเสริมเศรษฐกิจดิจิทัล (depa) 11.15 น. – 11.45 น. การนำเสนอผลงานวิจัยและการแลกเปลี่ยนความคิดเห็นในหัวข้อ To break or not to break: Evidence from price discovery process of Thai stocks during the pre
Financial Management Purposes (Treasury Stocks) . Since the start of the program until the 30th December 2019, the cumulative number of shares repurchased was 16,492,800 shares, with the total value of THB
; (6) having any information, caution, restriction, prohibition or risk in relation to the services; (7) arranging for the acknowledgement and acceptance of the client about conditions or limitation of
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
lecture on Governance, Risk Management and Compliance (GRC) for executives Communicating the Anti-Corruption Policy and prohibition of insider trading to directors and employees via KBank internal
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
(f) of Paragraph 1, the applicant shall be granted an exemption from such prohibition of having or having had a business relationship or provision of professional services at such 11 excessive value
he vacates the office. In considering the salary and other remunerations of the Secretary-General, the prohibition in accordance with the first paragraph shall be taken into the account.” SECTION 15