juristic person established under Thai law with a main objective of undertaking the business of financial advisor, accounting advisor or legal counselor; (2) Having a specific work unit with a discrete
) dated 1 August 2017. Clause 3 In this Notification: “ function related to business operation ” means an operational function for the undertaking of securities or derivatives business or a function having
) dated 1 August 2017. 2 Clause 3 In this Notification: “function related to business operation” means an operational function for the undertaking of securities or derivatives business or a function having
) dated 1 August 2017. 2 Clause 3 In this Notification: “function related to business operation” means an operational function for the undertaking of securities or derivatives business or a function having
ปฏิบัติ ตามบทลงโทษที่เสนอโดยบุคคลนั้นเอง (enforceable undertaking) 250,000 บาท ลำดับ รายละเอียดค่าธรรมเนียม ค่าธรรมเนียม (บาท/ร้อยละ) หรือได้เปิดเผยข้อมูลการดำเนินการของสำนักงาน ก.ล.ต. เกี่ยวกับการ ปฏิบัติ
specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
as specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
relation to the undertaking of derivatives businesses without license, the offering of listed companies' secur i t ies and share pr ice manipulation. The SEC Help Center can be reached by telephone at (66
applied in the calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the
applied in the calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the