Procedures for the Establishment and Management of Infrastructure Fund. “infrastructure fund” means an infrastructure fund established under the Notification of the Capital Market Supervisory Board concerning
asset trustee; (5) “trust property” means any trust instrument which is established under the Trust for Transactions in Capital Market Act B.E. 2550 (2007) and related to the issuance of such sukuk; (6
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning
firm 7) Annual Financial Statements or the Profit and Lost Statements for the last three years in case of audit firm established as juristic person. Original: 0 copy Photocopy: 1 copy Remarks: (1) Sign
following securities regardless of the purpose of issuance: (a) share; 2 (b) share warrant; (c) any other securities as prescribed by the SEC Office. “foreign company” means a company established under
the International Standard on Quality Control (ISQCI), established by the International Federation of Accountants (IFAC); (b) having a certified public accountant, by foreign laws or regulations, and
holder as the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a
) [ ] 2. Evidence demonstrating that Hong Kong Covered Fund is legally established under the law of Hong Kong (issued by the Securities and Futures Commission of Hong Kong) [ ] 3. Evidence on the
[ ] 1. Form 69 – CIS full (completed by Hong Kong Covered Management Company) [ ] 2. Evidence demonstrating that Hong Kong Covered Fund is legally established under the law of Hong Kong (issued by the