business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
take necessary actions for its clients to obtain the rights and benefits arising from any securities or instruments owned by the clients which are under its custody from the issuers of such securities or
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
3 percent of the Company’s net tangible assets, therefore, the Company is obliged to obtain approval from the Board of Directors and disclose such information to the Stock Exchange of Thailand (as per
which is incapable of making profit. UWC expects to obtain benefits from this Transaction as follows: 1. Improvement in financial liquidity: UWC will have adequate cash flow to repay the secured bonds
evaluate a supplier’s performance and to obtain an overall score corresponding to the SEP performance. On a quarterly basis, divisional audit committees review all of the SEP audits performed and evaluate
been terminated under Paragraph 11 of this MoU. 2. The Requesting Authority would obtain prior written consent from the Requested Authority before disclosing any confidential information received under
compensation to be considered. 4. No, because the pay justification is not clear. 5.Not at all. It has a dilution effect. 2. Yes. But, it should be given at an appropriate time and must obtain the shareholders