Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:12 List of management who submitted the changes in securities and derivatives holding report (Form 59) List of

and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − 3 Passed the

. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 35/2554 Re: Prospectus for Infrastructure Fund ______________________ By virtue of Section 123 of the Securities and Exchange Act

economic growth Tuesday 10 January 2023 | No. 7 / 2023 On 9 January 2023, the UK Government and the Securities and Exchange Commission of Thailand (SEC Thailand) signed a new Memorandum of Understanding (MoU

opportunity to express our gratitude for the collaboration and contribution from the CMDF, the CMDF Digital Infrastructure Co., Ltd., the ThaiBMA, business operators including securities companies

Chair 2023, Otoritas Jasa Keuangan (OJK) Indonesia, to the Lao Securities Commission Office (LSCO) for 2024, with the Securities Commission Malaysia as Vice Chair.The Meeting ended successfully with an

accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure

Analyst (Series 86/87) สำหรับการขอความเห็นชอบเป็นนักวิเคราะห์การลงทุนด้านหลักทรัพย์ (3)หลักสูตร Investment Advice Diploma ของ Chartered Institute for Securities and Investment เฉพาะรายวิชาที่

: Reports on Acquisition or Disposition of Securities ( 105 ) Enforcement ( 95 ) LegalHub ( 90 ) Form 59-1 / 59/2 ( 46 ) Result of Sale Reports - IPO ( 8 ) Tender Offer Documents ( 7 ) Laws / Regulations ( 5

learning tools on the SDGs accessible to all. This will create tangible benefits for all groups of stakeholders, including the listed companies, supply and value chains, securities business operations, asset