measures for investor protection. In this regard, the SEC Office may 5 determine conditions for the applicant to comply with as well. Clause 9 In the case where it appears to the SEC Office a fact causing
and/or resolution. Annually screen and monitor all companies in the portfolio for deforestation and conversion performance to ensure that all relevant companies are not breaching deforestation-specific
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
ongoing focus at the SEC, and the fundamental way to achieve such objective is to create and promote a well-balanced ecosystem for financial reporting. Apart from promoting and developing the audit quality
เสี่ยงด้านการลงทุน ปีละ 1 ครั้ง 4. นโยบายการควบคุมและติดตามให้มีการดำเนินงานตามนโยบายและมาตรการของบริษัท (Three lines of defense, มีระบบ monitor, compliance culture) ปีละ 1 ครั้ง 5. นโยบายการลงทุน
under the Debt to Equity Conversion Scheme does not make D-Sinchai becomes the major shareholder or the controlling person of the Company, as well as D-Sinchai does not have any relationship or connection
) การจัดการความเสี่ยง (risk treatment) (5) การจัดทำทะเบียนความเสี่ยง (risk register) (6) การติดตามและทบทวนความเสี่ยง (risk monitor and review) (7) การรายงานความเสี่ยง (risk reporting) H 1. สอบทาน "นโยบาย
hampered by low economic growth among Thailand’s key trading partners, particularly China and Japan. The tourism industry was slow to recover as well. Although global and domestic economic conditions were
DERIVATIVES TRADING SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning derivatives (contract), derivatives business
DERIVATIVES TRADING SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning derivatives (contract), derivatives business