of 2012. The marketing and distribution of products must be done through local intermediaries in the host country, including SEC-licensed investment unit brokers, dealers and underwriters who will be
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
professional clients and eligible counterparties as defined by the FCA, and wholesale clients as defined under section 761G of the Corporations Act. Credit Suisse (Hong Kong) Limited ("CSHK") is licensed and
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
Venture agreement with Hero Venture International LLC. (the “Hero Venture”) from the United States in order to be licensed to develop this project. The value of consideration is determined by agreement
licensed to undertake securities business established under other laws, or the person with power of management of securities company possess any prohibited characteristics prescribed under Part 1, such
voluntary code that applies to Institutional Investors who have become signatories as follows: (1) Asset Managers : SEC-licensed asset management companies that are responsible for managing funds on behalf of
cryptocurrency as consideration or in a transaction, as the case may be, it may receive only the cryptocurrency derived from the trading, exchange or deposit with a digital asset business operator licensed under
trading, exchange or deposit with a digital asset business operator licensed under this Emergency Decree subject to the rules and procedures as specified in the notification of the SEC. A36633673/0.7/02 Jul