bankruptcy law, provided that the company has provided sufficient underlying shares for the exercise of newly issued warrants; (2) any other case as deemed necessary and appropriate, and granted an exemption
revoke the approval for auditor in the capital market as deemed appropriate: (1) the auditor fails to take action under Clause 13; (2) the auditor has any behaviors under Clause 16; (3) the auditor
of time as specified in Clause 9 due to any reasonable and appropriate ground, the securities issuer may submit an requisition for a waiver to the SEC Office prior to the due date of such period
year 2018 to reduce capital burden and expenditure of the company to be at an appropriate level and be ready to focus on a strong core business operation to create growth in the future. 6 (4) Details of
increase and debenture issuance result in an appropriate capital structure and financial ratio that could be fairly to peers comparison in the same industry as well as support the investment in current and
total of Baht 28,197,293,670 in which the company has been successful in following the capital increase plan while also adjusting the financial structure to an appropriate level, as well as to support
determined by each Recognised ACMF member as appropriate and will depend on the Laws and Regulations of the Host Jurisdiction. Explanatory text o The Recognised Representative can have multiple entries
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
Thailand Taxonomy Board The Thailand Taxonomy Board is established to develop Thailand Taxonomy, a classification system of economic activities deemed as environmentally-sustainable. The Board comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities and Exchange Commission, Thailand (SEC)* 3. Office of Natural Resources and Environmental Policy and...
(RBA) to ensure appropriate and efficient supervision of securities companies and asset management companies ● Promoted mutual fund management business by allowing mutual funds to engage in loans for