branches, namely (1) {I}, who failed to exercise proper discretion in solving problems when detecting deceitful acts, and (2) {J} and (3) {K}, who neglected inspection and failed to comply with the bank's
client. Provident Funds The private fund management company to exercise voting rights on the client’s behalf, the private fund management company shall comply with the same rules for private funds and
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SEC public warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC advises the public to be cautious with the solicitation to invest in the initial coin offering (ICO) of BSmart
collaborative discussion to strategize digital asset advancement and oversight The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Thai
mutual fund with the Office; (6) transferring ownership of any remaining assets to the Office; (7) undertaking any other actions as deemed necessary for the completion of the liquidation; The liquidator
Translation has been prepared by Linklaters (Thailand) Ltd, in consultation with the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle HouseStyle (Unofficial
their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN
Misconduct inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2