. Nonetheless, the group’ s operating profit margin has increased because 1. Management renew the management service contracts with appropriate profit margin only; 2. Solar energy which is a new business has
___________________ Clause 12 A management company shall [i] ensure that its representative renders services with loyalty and due care by taking into account the best interest of investors and provides appropriate and
of investors and provides appropriate and adequate information in line with standards of services of the management company, and [ii] supervise the representative to act as follows: (1) comply with the
management company and a mutual fund under its management may be executed only when necessary and appropriate, and upon written approval of the mutual fund supervisor prior to entering into such transaction
given an appropriate level of protection in accordance with their sensitivity and criticality to the intermediary. In case of information, the intermediary shall establish the procedures for preventing
appropriate level of protection in accordance with their sensitivity and criticality to the intermediary. In case of information, the intermediary shall establish the procedures for preventing against
information technologies in securities business. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause
. Clause 5. The policies and procedures mentioned in Clause 4. must be regularly reviewed within the timeframe deemed appropriate by the securities company. Clause 6. Securities company must designate an