Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
SHARE : Detail Content Useful Information New Product Prospectus / Filling Sales Report Shelf Approval Outstanding Domestic Debt Related Rules and Regulations Equity Instrument Debt
party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration
Institutions Development Fund bond and bond or debt instrument issued by the Ministry of Finance; (d) other liquid assets prescribed by the Office. “customer” means a person agreeing to receive an advice from an
(FII) ครั้งที่ 6 หัวข้อ “Writing the Rules of Crypto” ณ กรุงริยาด ราชอาณาจักรซาอุดีอาระเบีย เมื่อวันที่ 27 ตุลาคม 2565คลิกอ่านรายละเอียดเพิ่มเติมได้ที่ข่าว ก.ล.ต. ฉบับที่ 184/2565 https://www.sec.or.th
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of
securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a commercial
operate securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more