regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be

and provide easy-to-access contact points for investors. ?This TIA role-strengthening effort is expected to keep listed company management in check and improve corporate governance of the capital market

of Clause 20(3) of the aforesaid notification. The SEC therefore publicly disclosed {B}' s inappropriate behavior in performing duties as an investment consultant and will keep a demerit record for

that he notified his clients of trading orders at night and failed to keep records of all clients' trading orders. Conversations between {A} and the clients found on the records also indicated the

the criteria in order to keep it current.  Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example

million or 83.9% compared to the same period last year, primarily due to world-wide travel restriction especially by the commercial plane since the end of March up to now resulting no international traveler

forum to allow members to discuss, consult and share market-specific information in a wide range of areas for the benefits of fellow regulators when handling similar situations of their own. Thirachai

percent compared to the third quarter of the previous year, due to a decrease in the performance of the Company’s wide range of investments. The Company’s gains and return on financial instruments were

to keep the engagement private or if a public release is under consideration, as this may affect your ability to sign on.* Regardless of the strategy chosen, the following are essential elements of any

prescribing the conditions and procedures for securities companies in operating securities brokerage business, securities companies are required to keep records of the telephone conversations they have with