foreign personnel of the rules on giving advice under the law on securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be
foreign personnel of the rules on giving advice under the law on securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained
advance. Clause 9. In purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell
prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained as specified in clause 8(3) at the first opportunity in consideration of the benefit of other
allow asset management companies to use own discretion in handling such fund transfer more flexibly while maintaining tax benefits for investors of such funds on a continuing basis.The key points of
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific
ตามที่ ก.ล.ต. ได้เปิดทดสอบ (go-live) การใช้งานระบบ DIF : Web Portal ภายใต้โครงการ Sandbox ในการพัฒนาระบบโครงสร้างพื้นฐานดิจิทัล (Digital Infrastructure) ที่รองรับการทำธุรกรรมตราสารหนี้ดิจิทัล