notification of the Office and shall keep the supporting documents which evidence the correctness of such account. In managing a private fund of the nature specified by the notification of the Office, the
from service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; The Office of the Securities and Exchange Commission shall
) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; (Translation) -3- The Office of the Securities and Exchange Commission shall consider and
derivatives investor contact service from service provider; (2) Documents and evidence showing that the service provider has sufficient qualifications as specified in Clause 3; (Translation) -3- The Office of
Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) shall submit an application form together with supporting documents and evidence in accordance with
Granting of Approval for Undertaking Securities Business B.E. 2551 (2008) shall submit an application form together with supporting documents and evidence in accordance with the format and procedure provided
thus unable to gather sufficient evidence for such transactions. In this regard, the SEC required AIE clarify the issues to the SEC and publicly disclose the information by May 12, 2015.In addition, AIE
that it was in the process of gathering relevant documents and evidence for auditor. In addition, AIE and AI sought for an extension of deadline to submit the Q1/2015 financial statements from May 15