use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has

penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a

), misappropriated PPPC's money to invest in and pay off debts of the companies over which he had full control for his own benefit, causing damage to PPPC's property, violating Section 307, 308 & 311

year 2013 (Form 56-1) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 418,500. Since the accused pleaded guilty, the Court

2013 (Form 56-1, 2013) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 389,000. Since the accused pled guilty, the Court reduced

. The Criminal Court sentenced the accused to pay fines of Baht 242,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in fines of Baht 121,000 and a further fine of Baht

report for the year 2013 (Form 56-2, 2013) to the SEC within the specified period. The Criminal Court sentenced the accused to pay fines of Baht 242,000. Since the accused pled guilty, the Court reduced

Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 117,250 and a further fine of Baht 250 each

financial statements for Q1/2014 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 234,500. Since the accused pled guilty, the Court reduced the fines by

pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 14/07/2016