exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position without the requirement to submit an application for approval, in
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
resume performing duties of personnel in the capital market business in the previous position without the requirement to submit an application for approval, in case of suspension order for a period not
period thereof, the period for each considered case shall not exceed 10 years; (2) permitting the person to resume performing duties of personnel in the capital market business in the previous position
เพื่อกลบัมาซือ้ขาย (Resume Trade) จึงมี ความไมแ่นน่อนในระยะเวลาการกลบัมาซือ้ขาย สง่ผลให้เกิดข้อจ ากดัในการส ารวจความต้องการซือ้หุ้นของผู้ลงทนุสถาบนั ดงันัน้ บริษัทฯ จะใช้ราคายตุิธรรมที่ประเมินโดยที่ปรึกษา
experience the return of capital inflows, which may cause the Thai Baht to resume its appreciation. To cope with domestic and international economic and political uncertainty, as well as rapid changes in fund
หลักทรัพย์ เพื ่อยกระดับคุณภาพ บจ. โดยปรับปรุงหลักเกณฑ์การอนุญาตเสนอขายหลักทรัพย์ (Screening) และ การกำกับดูแล บจ . (On-going) ในเรื ่องต่าง ๆ อาทิ IPO/ Backdoor listing/ Resume Trading ให้เป็น มาตรฐาน