current situations by expanding the scope of protection and effectiveness as well as closing legal loopholes that could bring people damages or improper services. The regulations are proposed to be

applicant and group of parent company.  {A}'s actions were considered as failure to comply with the Notification of the SEC Office concerning approval of financial advisor and scope of performance while {X1

, trustworthiness, and competitive advantage.  ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to

expressed a qualified opinion in the auditor's report on the financial statements for Q1/2016 and Q2/2016 because the auditing scope was limited by the company's executives. Consequently, the auditor was

currently more than 9,000 funds, or check whether any juristic person or person is properly licensed or approved in the capital market. By 2018 SEC aims to expand the scope of data services to be more

scope of operation of foreign representative branches of Thai business operators and apply the rules of the regulators of such foreign representative branches instead, (3) allow more flexibility on

. In addition, the draft regulation is expected to further clarify the scope of supervision of digital asset businesses because they are not under state oversight. The SEC conducted a public hearing on

August 2016, and an eight-month suspension on {B}, effective from 18 August 2016.Investment consultants are strongly advised to render services strictly within the scope of their responsibility with

เมื่อวันที่ 17 กรกฎาคม 2566 บริษัท สตาร์ค คอร์เปอเรชั่น จำกัด (มหาชน) (STARK) นำส่งรายงานผลการตรวจสอบเป็นกรณีพิเศษ (extended-scope special audit) ต่อสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์

Cybersecurity Law, such as Vulnerability Assessment and Penetration Test, etc.; and (6) Revising the third-party management provisions by extending the scope to include IT service providers or business partners