also with its spirit. Engendering such a culture requires a whole- of-government effort to encourage firms to understand the business case for sound corporate governance. One participant pointed out that

เห็นชอบผู้ถือหุ้นรายใหญ่และบุคลากร ได้แก่ กรรมการ ผู้บริหาร นักวิเคราะห์ รวมทั้งติดตาม (off-site monitoring) ตรวจสอบ (on-site inspection) และพิจารณาเรื่องร้องเรียน การกระทำความผิดที่เกี่ยวกับผู้ประกอบ

and understand the structure, roles, duties and responsibilities of each unit in the organisation. In this regard, units should be arranged in accordance with such organisational chart. 2. There should

and understand the structure, roles, duties and responsibilities of each unit in the organisation. In this regard, units should be arranged in accordance with such organisational chart. 2. There should

shall comply with the following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction

following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction in order to obtain

operation system shall comply with the following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment

wealth advice อย่างครบวงจร ท้ัง 5 ขั้นตอน ถ้าไม่มี ขาดขั้นตอนใด [ ] การส ารวจและรู้จักตัวตนของลูกค้า (explore & understand) [ ] การก าหนดแผนจัดสรรการลงทุน (portfolio construction) [ ] การลงทุนตามแผนจัดสรร

just voting. Activities may include monitoring and engaging with companies on matters such as strategy, performance, risk, capital structure, and corporate governance, including culture and remuneration

enterprise information technology and operating systems for information security; (2) supervision, monitoring and examinaion of compliance with the policies, measures and the operating systems under (1); (3