. Moreover, he was found to have used the trading accounts of two other clients to buy securities for himself because his sister's account had reached its maximum credit line. All these acts have causd a large
. Moreover, he was found to have used the trading accounts of two other clients to buy securities for himself because his sister's account had reached its maximum credit line. All these acts have causd a large
IFA opined that (1) APU share value is not reasonable as it is higher that the IFA?s appraised value at the maximum varied of 219.56 million baht; (2) the first purchase payment for acquisition of APU
in the Civil Court for payment of the maximum civil penalty. As a result of the civil sanction, the three offenders, who are currently holding the position of director and executive of a listed company
Provident Fund (AOP) are in the process of encouraging and promoting other provident funds to implement the I Code in the future.SEC had been consistently encouraging the PVD to provide the maximum
Attorney to file a civil lawsuit with the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions as prescribed by the SEA. ______________________ Note: All
the Court and petition the Court to enter a judgement against that offender for maximum civil sanctions, as prescribed by the SEA. ________________________________
criteria for retail investors, including the maximum investment amount of 300,000 baht for each offering. In addition, a maximum limit on the amount to be offered to retail investors for each offering is
Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 o...