Related Rules and Regulations Intermediaries A Settlor of an Infrastructure Trust Trustee Wealth Advice for All Filing / Prospectus Fundraisers / Listed Companies For Personnels (FM/IC/IP/Analyst
. หลกัควำมไวว้ำงใจ (fiduciary duty) 4. แนวทำงกำรปฏิบติัตำมหลกัธรรมำภิบำลกำรลงทุน ส ำหรับกองทุนส ำรองเล้ียงชีพ 5. ปัจจยัส่ิงแวดลอ้ม สังคม และธรรมำภิบำล (Environmental, Social, and Governance: “ESG
Management Company delegates the investment management function of the Thai Covered Fund under its management is subject to SEC’s prior approval. 6 The trustee/custodian of Thai Covered Fund generally refers
/254 7 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
ยอื1น เป็นตน้ การแก้ไข/เพิมเติม สาํนกังานจะพิจารณาแกไ้ขร่างหลกัเกณฑโ์ดยเนน้ให ้บลจ. ยดึหลกั ความรับผดิชอบและความระมดัระวงั (fiduciary duties) ในการเลือกใช ้CRA และตอ้งไม่ cherry picking (2) การคาํนวณอตัรา
function relating to trustee services, trustee operation, oversight of trustee operation or other similar business functions; (b) Business function relating to securities services, securities operation
from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust property of one trust from https