with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for a client to obtain
an application to the SEC Office together with evidentiary documentation as specified by the Notification of the SEC Office. In this regard, the applicant would obtain an approval from the SEC Office
. However, to mitigate such shortcomings requires time and much collaboration from all relevant parties before any positive results would start to emerge. In the third-cycle inspection of 2016 - 2018, the SEC
period of time according to granting approval for an appraisal company in capital market and a lead appraiser Clause 10 An applicant would obtain an approval [from the SEC Office] to be an appraisal
_____________ Clause 11 An applicant who will obtain approval to be REIT manager shall demonstrate that it has ability to manage the REIT, being assigned by REIT trustee, efficiently and provide measure for
Market Price (Enclosure 1) 1. Details of the offering, determination and appropriateness of the offering price and determination of the market price 1) Changing the subscription and payment date and time
transactions and distribute opinion to the Office of Securities and Exchange Commission (“SEC”) and SET However, in such period of time, the Board of Directors approved and allowed the Company to enter into the
variuos companies into a trading system at the same time and last longer than a period specified by the Stock Exchange of Thailand, it may be a part through which enables the Stock Exchange of Thailand
the Stock Exchange of Thailand. If the incident results in no ability in recording an offer for trading come from variuos companies into a trading system at the same time and last longer than a period